Methods and Tools
With the input of midwife partners from around the world,
CHANGE developed a complete set of 97 "caring"
provider behaviors during labor and delivery. The list
is based on the importance placed on specific behaviors
by clients and providers in the literature, ability to
observe and measure the behavior in a labor and delivery
room setting and, whenever possible, evidence linking
the behavior with improved birth outcome.
The team organized the behaviors into eight categories:
- Attend to Physical Needs
- Be Accessible to Patient
- Attend to Emotional Needs
- Respect Human Dignity /Rights
- Inform/Explain/Instruct
- Involve Family
- Incorporate Cultural Context
- Minimize Negative Behaviors
The provider-client maternal provider caring behavior
assessment tools consists of: 1) the maternity care
provider "caring" behavior observational assessment
tool; 2) the maternity care provider "caring"
behavior self-assessment tool; 3) the provider focus
group discussion (FGD) guide; and 4) the patient exit
interview guide, 5) two user's guides for the assessment
tool, one for program managers and the other for the
observers, and 6) several tools for collecting and tallying
basic data about the labor and delivery facility where
the assessment is conducted.
These tools are used to collect data to help assess
provider behaviors in several ways.
The maternal provider "caring" behavior assessment
tool provides: background information and clinical data
on a patient in labor/delivery and basic information
on the clinical setting on the labor and delivery unit
(type of staff present, patient-to-provider ratio, number
of students present). This information can influence
the ability of providers to care for patients.
The maternal provider "caring" behavior self-assessment
tool is a list of 97 provider "caring" behaviors.
In the self-assessment, individual midwives and other
maternity care providers rate their own performance
in caring behaviors and provider/client interaction.
This information is compared to the external observer's
assessment of that provider's performance.
The maternal provider focus group discussion (FGD)
guide can be used after the external provider behavior
assessment and the self-assessment have been completed.
The maternal providers who participated should discuss
the assessment activities. The facilitator can present
a brief description of the results so participants have
an opportunity to comment on aspects of provider behaviors
that cannot be observed. For example, providers could
discuss the most important behaviors, the easiest behaviors
to perform, which behaviors would be easiest to improve,
and the resources they need.
The patient exit interview guide can be used with patients
and their families as they leave the labor and delivery
unit. Their perspective on providers' behaviors can
be compared with the actual observations so that facilities
can monitor progress and respond to client's needs.
The program managers' user's guide for the assessment
tool helps to familiarize the manager or labor and delivery
unit supervisor with the overall process of improving
provider behaviors and how the assessment activity fits
in to the complete intervention. The observers' user's
guide for the assessment tool is more focused on providing
an in-depth understanding of how to perform the assessment
and record the results.
The tools for collecting and tallying data about the
labor and delivery facility can be used on the day of
the assessment and over a longer time period; for example,
number of normal deliveries in the unit each month,
proportion of obstetric complications treated, or number
of patients admitted on that particular day. This data
can help to analyze and understand system factors that
may influence assessment results in a given facility.
Adapting and pre-testing the draft assessment
tools in Kenya and Bangladesh
The "caring" behavioral guidelines recommend
broad categories of behaviors. The specific categories
and behaviors that are appropriate and acceptable in
the sociocultural context of each area must be negotiated
locally.
Working with midwives, physicians and other maternal
health and survival program planners and policy makers
in Kenya and Bangladesh, CHANGE adapted the behaviors
and assessment tools to reflect local maternity care
settings and program needs in the two country settings.
These sets of locally appropriate maternity care provider
"caring" behavior assessment tools were adapted
and pre-tested in each country.
The key elements of the adaptation and pretest process
implemented in Kenya and Bangladesh were:
- Key informants adapted the tool for their facility/country
settings;
- Key informants suggested ways to use the tool in
future activities to improve providers' caring behaviors;
- Facilities appropriate for testing the tool selected;
- External (consultant plus local counterpart) assessment/observations
conducted of provider-patient interactions in Labor/Delivery
Unit; and
- Provider self-assessments, focus group discussions,
and patient exit interviews conducted.
Focus Group Discussions (FGDs) with Maternity
Care Providers: Negotiating Caring Behaviors with Skilled
Providers
Following observations, focus group discussions were
conducted with five to six nurse-midwives working in
the labor and delivery units. The team conducted one
focus group discussion in the rural Kenyan facility
and two in Bangladesh, one each in the urban public
and rural private facilities.
Participants reviewed the list of caring behaviors
and discussed which caring behaviors they thought were
more important and why. They also talked about which
of the caring behaviors were the easiest to perform,
which were most difficult and which caring behaviors
they would be willing to incorporate into their routine
maternity care provision.
Findings
The combined results of the assessments provided the
basis for design of a set of locally appropriate provider
behavior change interventions.
In the African and Asian settings, pre-tests showed
that after local adaptation, the draft tool was a simple,
user-friendly way to document provider "caring"
behaviors through observation. Almost universally, providers
and planners recognized the behaviors as essential,
if frequently overlooked, aspects of quality maternity
care during labor and delivery. Participants welcomed
the lists of caring behaviors as aids to assist in integrating
the "caring" behavioral aspects of obstetric
care into provider training programs.
During the pretests, observational methodology also
allowed an opportunity to assess routine clinical care
during labor and delivery. Many of the obstetric care
providers involved in developing and refining the local
versions of the assessment tools felt strongly that
it was necessary to add a section on the assessment
tool to record the frequency of performance of several
aspects of routine monitoring of delivery care. The
final versions provide space to record timing and frequency
of monitoring of blood pressure, fetal heart, cervical
dilation, status of membranes and fluid and urine output.
Pre-testing the tool in different country settings
and different types of facilities revealed wide variations
in the amount and types of caring behaviors provided
to patients. Caring behaviors categorized as attending
to women's emotional needs were the most frequently
observed in both countries. Observing and talking to
patients was the most common caring behavior performed
by providers in Kenya. Touching and demonstrating caring
were more common in Bangladesh. Advising patients on
their breathing and positions of comfort, under the
category of "inform, explain, instruct" was
the second most common behavior in both countries. These
behaviors were also rated among the most important and
easiest to perform by nurse-midwives in both countries.
Behaviors from the two categories ‘Incorporate
cultural context' and ‘Involve the family' - essential
elements of patient-perceived quality of obstetric care
- were infrequently observed in both country settings.
Although the sample of providers observed was small,
these two important aspects of provider behavior during
labor and delivery were not a routine part of facility-based
childbirth practice.
Although very few ‘negative behaviors' were observed
during the assessments, their absence did not guarantee
a "caring" obstetric environment.
More work needs to be done to explore the reasons why
caring behaviors are not more routinely practiced as
part of facility-based care even in settings where no
obvious external barriers are evident. Documenting medical,
system and policy barriers that discourage providers
from incorporating "caring" behaviors into
their patient care, as well as investigating "internal
barriers" from the provider perspective are first
steps toward eliminating these barriers and strengthening
the "enabling environment" required for skilled
maternity care providers to perform effectively. For
example, almost all of the pretest sites had a "no
visitor" policy in place in the labor and delivery
unit. Policies and protocols that negatively affect
provider performance of caring behaviors can be changed
if there is sufficient motivation to do so. For example,
in Zambia, a pilot program that changed family visitation
policy to allow family members on labor and delivery
wards was well received by both families and maternity
care providers.
Program Implications
The information gathered from the provider-client behavior
assessment tools can be used to:
- Determine the amount and quality of caring behaviors
that are part of current maternal provider's practice
during labor and delivery;
- Elicit provider perceptions of the content and quality
of their caring behaviors, and interaction with patients
and families during labor and delivery;
- Provide insights into barriers to improved provider
behaviors, as well as potential motivating factors
and resources needed to promote provider (and client)
behavior change;
- Document the clients' point of views; and
- Develop an evidence-based, participatory plan to
improve the behaviors of maternity care providers
during labor and delivery.
The tools can be used at the national, district hospital,
and/or health center level.
- Program planners can use the tools to design strategies
and interventions on a larger scale to improve the
behaviors of maternity care providers during labor
and delivery.
- Midwifery educators/tutors can use the tools to
serve as practical behavioral guidelines to strengthen
the pre-service behavioral training of midwives and
other maternal health care providers.
- Training coordinators can use the tools in a similar
way as a part of ongoing in-service educational activities.
- Supervisors of labor and delivery units can use
the tools to help assess the content and quality of
their staff's behaviors on the job.
- Management can use it as a supervisory tool to provide
an objective basis to demonstrate improvements in
client/provider interaction and maternity care provider
behaviors.
Next Steps
The initial responses of key maternal health professionals
and program planners who participated in the design
and pre-testing of the tools in Kenya and Bangladesh
were positive. They made suggestions to revise the design,
content and use of the draft tools, and suggested additional
activities:
- Incorporating the core "caring" behaviors
into a set of standards and guidelines to be used
as part of pre-service training for midwives and other
cadres of skilled childbirth attendants;
- Closely linking the standards for caring behaviors
contained in the assessment tools with the basic standards
of quality care for routine childbirth and obstetric
complications;
- Conducting the caring behavior assessments on a
larger scale, implementing workshops for providers
to analyze the assessment results and developing participatory
action plans to improve caring behaviors; and
- Utilizing an operations research methodology to
determine if the assessment and follow-on activities
were effective to improve provider behaviors.
Conclusions
Increasing the use of skilled childbirth care is a goal
to improve maternal and newborn survival and a key indicator
in measuring the success of country programs. Planners
increasingly recognize the importance of "caring"
behaviors as part of patient-perceived quality of obstetric
care. Pretest results for the maternity care provider
"caring" behavior assessment tool demonstrated
that there is still a long way to go to assure that
the "caring" that all women expect and deserve
as part of their childbirth experience is routinely
available to them.
Nonetheless, the pre-tests suggested that full-scale
use of the tools in individual facilities or national
programs can help develop a systematic, multi-level
set of behavior change interventions to increase provider
caring behaviors during facility-based births. The assessment
tools provide a foundation to develop behavior-based,
research-based interventions to increase use of skilled
obstetric care.
In addition to addressing individual provider behaviors,
changing social norms related to "caring"
in obstetric care and toward violence against women
in obstetric and other settings is also essential. Placing
"caring" obstetric practice high on the agenda
at national policy level, and integrating sensitization
about "caring" issues into all aspects of
maternity care provider training is key. The training
of maternity care providers must support compassionate
care for patients. Identifying key individuals who can
speed the diffusion of ideas to change medical norms
and culture.
Programs can contribute to changing provider behaviors
and increasing utilization of skilled childbirth care
by all women for conducting a participatory analysis
of assessment results to help providers to:
- Understand the internal barriers contributing to
lack of caring;
- Identify and address external system, medical and
policy barriers that inhibit enabling obstetric practice
environments; and
- Change social norms regarding the medical importance
of "caring" in a facility-birth environment,
and toward violence against women overall.
Adaptations and Future Uses of CHANGE Tools
and Approaches
- Maternity care providers and health system planners
are using the tools to develop behavior-based strategies
and training programs to improve provider "caring"
behaviors.
- Family Care International (FCI) developed a modified
caring behaviors assessment tool and a three-hour
"caring behaviors" session to add to their
Skilled Care Training.
- The American College of Nurse Midwives (ACNM) is
developing a module on caring behaviors to add to
their Lifesaving Skills (LSS) Manual.
- The University Research Corporation (URC), as part
of their Quality Assessment Program, is developing
an intervention to improve provider caring behaviors
during labor and delivery and a set of provider caring
behavior monitoring and evaluation tools.
Tools (Skilled Provider
Plus)
Report |